Goldman Sachs
Depending on the account type and other factors, additional documents may be required. The forms referenced below are the most common.
Employee & Employer Certification (SIMPLE) Form
- Required for all SIMPLE IRA accounts.
- Used to verify the employer and employee information.
- Accounts requiring this form will remain restricted from all trades until it is received in good order.
Inherited IRA Account Amendment Form
- Required for all Beneficiary (Inherited) IRA accounts.
- Used to verify the decedent’s account information.
- If this form is not submitted before the account is funded, Folio will require a copy of a statement from the previous account to verify that all assets received are inherited assets.
Supplemental Entity Information Form
- Required for all Corporate accounts.
- Used to provide the requested information for all "Beneficial Owners" and "Control Persons" associated with a legal entity opening a brokerage account.
- Accounts requiring this form will remain restricted from all trades until it is received in good order.
For Financial Advisor Use Only. Not for Distribution.